India’s Fastest growing
Warehousing and fulfilment
Platform.

Description

Protiviti’s Compliance Risk Management Consulting Services help organisations integrate compliance seamlessly into their business operations while mitigating risk and enabling innovation. By aligning compliance functions with business objectives and automating workflows, Protiviti helps businesses manage the burden of regulatory compliance with efficiency, while ensuring predictive controls and a stronger compliance culture.

Key service areas include:

FLOD: Compliance Readiness/Process Transformation/Monitoring & Testing: Assisting First Line of Defense (FLOD) in setting up monitoring and testing activities to ensure compliance processes effectively mitigate risk.

SLOD: Compliance Risk Assessments & Testing: Assisting the Second Line of Defense (SLOD) with risk assessments, testing requirements, and developing methodologies to identify compliance gaps.

TLOD: Audit Plan Development/Compliance Audits: Developing tailored audit strategies to monitor and enforce compliance with regulations, policies, and procedures.

Compliance Management System (CMS) Reviews/Development: Ensuring all CMS pillars work cohesively to mitigate risk through oversight, compliance programs, and audit functions.

Regulatory Change Management: Helping clients understand the impact of evolving regulations and implement compliance measures to stay ahead of legal changes.

Product Lifecycle Reviews: Taking a holistic approach to assessing compliance risks during product development, review, and retirement processes.

Protiviti’s approach helps clients design, implement, and continuously improve their compliance management systems, aligning them with business goals and regulatory changes. This ensures enhanced customer satisfaction, brand loyalty, and the protection of stakeholder value. Compliance is not just about risk reduction—it also provides a unique competitive edge.